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Inactive

Frank G. Welch

Quarve Associates, LLC

Stamford, CT

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Current Employers
Quarve Associates, Llc

350 Bedford Street Suite 307, Stamford, CT 06901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1997-11-03
  • CT RA
    APPROVED
    Since 1997-11-03

Branch Locations

30 Oak Street Suite 203, Stamford, CT 06905 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quarve Associates, Llc Stamford CT 09/1993 Present
Previous Registrations
  • 2001-05-10 → 2007-01-17
    Vanguard Investment Ltd
    Stamford, CT
Other Businesses

QUARVE ASSOCIATES; NOT INVESTMENT RELATED; ONE ATLANTIC STREET, STAMFORD, CT 06901; OWNER SINCE NOVEMBER 2006; HOURS DEVOTED: 50 HOURS/MONTH, 2 HOURS DURING SECURITIES TRADING HOURS; DUTIES: COMPLETE TAX PREPARATION SERVICE INCLUDING REVIEW, AMENDMENTS, TAX REPRESENTATION AND ANY PLANNING AND ADVISORY SERVICE. Mortgage Loan Originator licensed in State of Connecticut NMLS #1627926 Non-Investment related Work through Warshaw Capital LLC 2777 Summer Street Ste 306 Stamford CT 06905 Started this work in October 2017 Hours devoted per month - 20 and of these 1 hour per day is during securities trading hours Duties are Originating Residential and Commercial Mortgage Loans

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-13
  • S65 Uniform Investment Adviser Law Examination
    1997-03-13
Other Names
  • Frank Welch
  • Frank G. Welch

View on SEC IAPD

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