David Matthew Connolly

Robert W. Baird & Co. Incorporated

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Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-15
MD	RA	APPROVED	2014-05-07
TX	RA	APPROVED	2014-05-02

FL RA
APPROVED

Since 2018-08-15
MD RA
APPROVED

Since 2014-05-07
TX RA
APPROVED

Since 2014-05-02

Branch Locations

218 N. Washington Street Suite 37, Easton, MD 21601 • United States

100 West Road Suite 200, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Co	Easton	MD	05/2014	Present

05/2014 → Present

Robert W Baird & Co

Easton, MD

Previous Registrations

2009-06-01 → 2014-05-12

Morgan Stanley

Annapolis, MD

Annapolis, MD
2007-01-08 → 2009-06-01

Citigroup Global Markets Inc.

Annapolis, MD

Annapolis, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-01-30
S65	Uniform Investment Adviser Law Examination	1998-01-30

S63 Uniform Securities Agent State Law Examination

1998-01-30
S65 Uniform Investment Adviser Law Examination

1998-01-30

Designations

View on SEC IAPD

Other Firms

EAGLE STRATEGIES LLC

COMMONWEALTH FINANCIAL NETWORK

TRED AVON FAMILY WEALTH, LLC

PNC WEALTH MANAGEMENT LLC

CHARLES SCHWAB & CO., INC.

FBB CAPITAL PARTNERS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BRETT MITCHELL SAUSE

SCOTT WHEATLEY EGLSEDER

FRANCES ELIZABETH SPURRY

Gretchen P Straczewski

SEMENE ANNE GILDEN

WILLIAM B QUICK

DEBORAH JORDAN ELMES

STEPHANIE LYNN SAUNDERS

Other Offices

EAGLE STRATEGIES LLC · EASTON, MD

COMMONWEALTH FINANCIAL NETWORK · EASTON, MD

TRED AVON FAMILY WEALTH, LLC · EASTON, MD

MORGAN STANLEY · Easton, MD

PNC WEALTH MANAGEMENT LLC · EASTON, MD

CHARLES SCHWAB & CO., INC. · Easton, MD

FBB CAPITAL PARTNERS · EASTON, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EASTON, MD

More in Easton, MD

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