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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-02 |
Branch Locations
1493 Butler Plank Road Suite 8, Glenshaw, PA 15116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Gibsonig | PA | 12/2009 | 07/2022 |
| B. Riley Wealth Advisors, Inc. | Glenshaw | PA | 02/2017 | Present |
| B. Riley Wealth Management | Glenshaw | PA | 07/2022 | Present |
(1) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INSURANCE AGENT; INSURANCE SALES; 10 HRS/MONTH, DURING TRADING HOURS.... (2) GROCE FINANCIAL, LLC; NOT INVESTMENT-RELATED; LLC ESTABLISHED FOR TAX PURPOSES ONLY, ALL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH; SOLE OWNER; GLENSHAW, PA; START DATE 10-2021; 0 HRS/MONTH...
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-03 |
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