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Brendan Finneran

Steelpeak Wealth, LLC

Los Angeles, CA

CRD 2869198

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Employer firm

Steelpeak Wealth, LLC CRD 165168

$4.15B regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-28
  • CA RA
    APPROVED
    Since 2021-05-28

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steel Peak Wealth Management, Llc Woodland Hills CA 04/2021 Present
Rampart Investment Management Boston MA 07/2008 04/2021
  • 04/2021 → Present
    Steel Peak Wealth Management, Llc
    Woodland Hills, CA
  • 07/2008 → 04/2021
    Rampart Investment Management
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-03
  • S65 Uniform Investment Adviser Law Examination
    2020-12-03
Other Names
  • Brendan Finneran
  • Brendan Rynolds Finneran

View on SEC IAPD

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