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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| GA | RA | APPROVED | 2024-09-03 |
Branch Locations
6 Skidaway Village Walk 1St Fl - Ste D, Savannah, GA 31411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Savannah | GA | 09/2009 | 08/2024 |
| Wells Fargo Clearing Services, Llc | Savannah | GA | 08/2024 | Present |
AUTHOR; NOT INV. RELATED; SAVANNAH, GA; MEMOIR; WROTE, PUBLISHED, MARKETED AND SELL BOOK; START DATE 05/28/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-12 |
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