Richard Joseph Cantwell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Ubs Financial Services Inc
  Boston, MA

Previous Registrations

• 2003-01-17 → 2015-10-19
  Credit Suisse Securities (Usa) Llc
  Boston, MA
  Boston, MA
• 2002-07-25 → 2003-01-17
  Pershing Llc
  Boston, MA

Other Businesses

1. 5 Tool Performance, It is a is a sports facility that caters to sports empowerment, I am not involved with the company; it is my wife's business, start date-1/15/2020, Sturgis Way Dedham United States.

Exams

• S66 Uniform Combined State Law Examination
  1999-11-16