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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paul G. Deehan | Summit | NJ | 10/1993 | Present |
| Guardian Life Insurance Company | Roseland | NJ | 01/2003 | Present |
| Lpl Financial Llc | Boston | MA | 09/2009 | Present |
1. 12/09/2009 - OTHER-ATTORNEY - PAUL G. DEEHAN, ATTORNEY AT LAW - I MAINTAIN MY LAW LICENSES IN NJ AND NY. I HAVE NOT DONE ANY NY BUSINESS IN A NUMBER OF YEARS. I DO SOME PART-TIME LEGAL WORK IN NJ. - I WOULD PERFORM THE LEGAL SERVICES AND BILL THE CLIENTS. 2. 08/17/2010 - NON-VARIABLE INSURANCE - PAUL G. DEEHAN - USE NUMEROUS GENERAL AGENTS. - 60% OF TIME SPENT - SUMMIT, NJ.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-14 |
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