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Paul Gerard Deehan

LPl Financial LLC

Summit, NJ

CRD 2868726

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-09-08
  • NJ RA
    APPROVED
    Since 2009-09-08

Branch Locations

Summit, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul G. Deehan Summit NJ 10/1993 Present
Guardian Life Insurance Company Roseland NJ 01/2003 Present
Lpl Financial Llc Boston MA 09/2009 Present
  • 10/1993 → Present
    Paul G. Deehan
    Summit, NJ
  • 01/2003 → Present
    Guardian Life Insurance Company
    Roseland, NJ
  • 09/2009 → Present
    Boston, MA
Previous Registrations
  • 2005-05-10 → 2009-09-08
    Mutual Service Corporation
    Summit, NJ
  • 2003-01-22 → 2005-05-10
    Cranford, NJ
  • 2000-06-17 → 2003-01-16
    1717 Capital Management Company
    Cranford, NJ
Other Businesses

1. 12/09/2009 - OTHER-ATTORNEY - PAUL G. DEEHAN, ATTORNEY AT LAW - I MAINTAIN MY LAW LICENSES IN NJ AND NY. I HAVE NOT DONE ANY NY BUSINESS IN A NUMBER OF YEARS. I DO SOME PART-TIME LEGAL WORK IN NJ. - I WOULD PERFORM THE LEGAL SERVICES AND BILL THE CLIENTS. 2. 08/17/2010 - NON-VARIABLE INSURANCE - PAUL G. DEEHAN - USE NUMEROUS GENERAL AGENTS. - 60% OF TIME SPENT - SUMMIT, NJ.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-30
S63 Uniform Securities Agent State Law Examination 1998-03-14
  • S65 Uniform Investment Adviser Law Examination
    1998-06-30
  • S63 Uniform Securities Agent State Law Examination
    1998-03-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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