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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-18
TX RA APPROVED_RES 2023-09-08
MD RA APPROVED 2013-10-21
  • PA RA
    APPROVED
    Since 2024-06-18
  • TX RA
    APPROVED_RES
    Since 2023-09-08
  • MD RA
    APPROVED
    Since 2013-10-21

Branch Locations

Lititz, PA • United States

47 E. All Saints Street Suite 33, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 10/2013 Present
Cambridge Investment Research Advior Inc. Fairfield IA 10/2013 Present
  • 10/2013 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 10/2013 → Present
    Cambridge Investment Research Advior Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1)D'ANDREA FINANCIAL, 5750 APPLEFIELD PARK, NEW MARKET, MD, 10/2013 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 10/WK - 6/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. FREDRICK EAST CLASSICAL, 8234 WOODSBORO PIKE, WALKERSVILLE, MD, TEACHING BUSINESS, NIR-1.5/WK-1.5/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-10
S63 Uniform Securities Agent State Law Examination 2002-10-31
  • S66 Uniform Combined State Law Examination
    2006-02-10
  • S63 Uniform Securities Agent State Law Examination
    2002-10-31
Other Names
  • Michael Anthony Dandrea
  • Mike D'ANdrea

View on SEC IAPD

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