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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
125 High Street, Boston, MA 02110 • United States
Foxoboro, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boston | MA | 12/2015 | Present |
1. Hockomock YMCA; 300 Elmwood North Attleboro MA 02760; Family Health & Fitness; Board of Director; Oversee running of the Hockmock Area Y's; affiliation started 08/02/2007; 7 hours per month; not during securities trading hours; not investment related. 2. Cocasset Lake Association; 18 Woodland Rd Foxboro MA 02035; Home owners that live on the lake set up a preservation association; Treasurer; collect dues and pay expenses; 01/01/2024; 50.00hrs/year; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-02 |
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