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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-24
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2012-10-24
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

1 Almaden Blvd Ste 810, San Jose, CA 95113-2215 • United States

San Jose, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Jose CA 09/2005 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 5474 WEST CANYON TRAIL #E,, , LITTLETON, CO, 80128; Investment-Related; 09/11/2013 / Single Family; 2629 Solon Drive, , Nashville, TN, 37206; Investment-Related; 10/02/2017 / Single Family; 906 A Delmas Ave, , Nashville, TN, 37216; Investment-Related; 01/01/2018 / Single Family; 1014 Curdwood, , Nashville, TN, 37216; Investment-Related; 09/10/2018. Independent Insurance Brokering; Anthem Blue Cross; 08/01/2002; Group / Blue Shield of CA; 04/11/2003; / Kaiser Permanente; 08/03/2004; / MetLife; 11/16/2004; / California Choice; 04/20/2025; Health. Business Ownership; Plaza Partnership C4; passive investment partner; office rental real estate partnership; 2622 NW 43 St, C1, , Gainesville, FL, 32606; Investment-Related; 05/25/2021; 0 hours per month; 0 during trading hours / Plaza Partnership B4; none; Real estate partnership; 2622 NW 43rd St, C1, , Gainesville, FL, 32606; Investment-Related; 05/25/2021; 0 hours per month; 0 during trading hours / 5200 Partners; passive investor; rental real estate; 2622 NW 43rd St. C1, , Gainesville, FL, 32606; Investment-Related; 05/25/2021; 0 hours per month; 0 during trading hours / 2727 Partners; n/a; leasing of commercial office property; 2622 NW 43rd, suite C1, , Gainesville, FL, 32606; Investment-Related; 01/01/1995; 0 hours per month; 0 during trading hours / 5200 E Partners; Passive investor in commercial office property in FL; office rental property; 2622 NW 43rd St, suite C1, , Gainesville, FL, 32606; Investment-Related; 05/25/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Saikou Partners LLC; Owner; Consulting; 5614 Bellagio Drive, San Jose, CA, USA, , San Jose, CA, 95118; Not Investment-Related; 04/20/2026; 10 to 19 hours per month; 0 during trading hours / David Cooper, Sole Proprietor; Owner; Manage Ameriprise Business; 1 Almaden Blvd, ste 810, , San Jose, CA, 95113; Investment-Related; 07/03/1998; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1997-04-17
Other Names
  • David A Cooper
  • David Cooper

View on SEC IAPD

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