Richard Arthur Munneke

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1997 → 09/2024
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 02/2005 → 09/2024
  Charles Schwab Bank, Ssb
  Phoenix, AZ
• 07/2021 → 06/2024
  Td Ameritrade, Inc.
  Phoenix, AZ
• 09/2024 → Present
  Mercer Global Advisors Inc.
  Phoenix, AZ

Previous Registrations

• 2003-02-03 → 2024-10-08
  Charles Schwab & Co., Inc.
  Denver, CO
  Denver, CO
  Englewood, CO
  Chapel Hill, NC
  Tysons Corner, VA
  Charlotte, NC
  Raleigh, NC
  Lone Tree, CO
  Chapel Hill, NC
  Atlanta, GA
  Raleigh, NC
  Raleigh, NC
  Wilmington, NC
  Westlake, TX
  Scottsdale, AZ
  Scottsdale, AZ
  San Francisco, CA
  Phoenix, AZ
  Lone Tree, CO
  Phoenix, AZ
• 2021-07-28 → 2022-10-14
  Td Ameritrade, Inc.
  Omaha, NE
  Phoenix, AZ

Other Businesses

1. Accident, Health, Life, and Variable Life and Variable Annuity Insurance Licenses; Investment-related; 4426 E. Hamblin Drive, Phoenix, AZ 85050; Insurance Licenses; Insurance Producer; 11/14/2018; 0 hrs. per month.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-30
• S63 Uniform Securities Agent State Law Examination
  1997-08-28

Designations

• Certified Financial Planner

Other Names

• Richard A Munneke