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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-23 |
Branch Locations
90 Sodom Lane 1St Floor Unit A2, Derby, CT 06418 • United States
762 Post Rd , Darien, CT 06820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boronski & Associates | Monroe | CT | 08/2007 | 06/2022 |
| Commonwealth Financial Network | Asonia | CT | 06/2022 | 02/2026 |
| Raymond James Financial Services, Inc. | Darien | CT | 02/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Darien | CT | 02/2026 | Present |
(1)Name of Business: Arduini Adamowski Associates LLC Address: 90 Sodom Ln Ste 1 Unit A2, Derby, CT, 06418-2646, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Role in relation to this activity: Owner/Proprietor\n\nThis LLC is used to pay bills and file taxes. I have this LLC and my Soundview Financial partner, Robert Boronski has his own LLC too.\n (2)Name of Business: Soundview Financial Address: 90 Sodom Ln Ste 1 Unit A2, Derby, CT, 06418-2646, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/21/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Soundview Financial is out DBA name for all financial advisor, wealth management, insurance, etc services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-16 |
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