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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-23
  • CT RA
    APPROVED
    Since 2026-02-23

Branch Locations

Ansonia, CT • United States

90 Sodom Lane 1St Floor Unit A2, Derby, CT 06418 • United States

762 Post Rd , Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boronski & Associates Monroe CT 08/2007 06/2022
Commonwealth Financial Network Asonia CT 06/2022 02/2026
Raymond James Financial Services, Inc. Darien CT 02/2026 Present
Raymond James Financial Services Advisors, Inc. Darien CT 02/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: Arduini Adamowski Associates LLC Address: 90 Sodom Ln Ste 1 Unit A2, Derby, CT, 06418-2646, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Role in relation to this activity: Owner/Proprietor\n\nThis LLC is used to pay bills and file taxes. I have this LLC and my Soundview Financial partner, Robert Boronski has his own LLC too.\n (2)Name of Business: Soundview Financial Address: 90 Sodom Ln Ste 1 Unit A2, Derby, CT, 06418-2646, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/21/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Soundview Financial is out DBA name for all financial advisor, wealth management, insurance, etc services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-16
  • S66 Uniform Combined State Law Examination
    2020-05-16
Other Names
  • Steffanie A Cherubini
  • Steffanie A Ericsson
  • Steffanie Ann Ericsson
  • Steffanie Ann Topolski
  • Steffanie Hargus
  • Steffanie Ann Hargus

View on SEC IAPD

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