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Herald William Podger

Rbc Securities, Inc

San Francisco, CA

San Francisco, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-02-26
  • CA RA
    APPROVED
    Since 2014-02-26

Branch Locations

150 California St 12Th Floor, San Francisco, CA 94111 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank San Francisco CA 06/2010 Present
  • 06/2010 → Present
    City National Bank
    San Francisco, CA
Previous Registrations
  • 2006-04-21 → 2009-11-23
    Deutsche Bank Securities Inc.
    San Francisco, CA
    New York, NY
  • 2003-01-02 → 2006-04-18
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
S63 Uniform Securities Agent State Law Examination 2001-05-10
  • S66 Uniform Combined State Law Examination
    2002-12-23
  • S63 Uniform Securities Agent State Law Examination
    2001-05-10
Other Names
  • H William Podger
  • Bill Podger
  • H Wm Podger

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA
YIHENG CAPITAL MANAGEMENT, L.P. · SAN FRANCISCO, CA

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