Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-04 |
| DC | RA | APPROVED | 2022-08-02 |
Branch Locations
1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Equities, Inc. | Baltimore | MD | 04/2002 | 09/2018 |
| Aig Capital Services, Inc. | Woodland Hills | CA | 09/2018 | 04/2022 |
| American General Life Insurance | Woodland Hills | CA | 09/2018 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Washington | DC | 04/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2022 | Present |
1. *500612 - Soccer Assocation of Columbia; Investment related: No; Ellicott city, Maryland; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2014; During business hours: 0; After business hours: 5; Administrative 2. *538438-Casey Cares; Investment related No; Columbia, Maryland; Charitable, Non-Profit; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2023 ; During business hours:0; After business hours: 10; Fundraising, Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-06 |
Reach out to this advisor