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Sheren Cheng

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-30
  • NJ RA
    APPROVED
    Since 2022-11-30

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Wilmington 1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aptask Edison NJ 02/2017 10/2019
Ubs Financial Services Inc. Weekhawken NJ 10/2019 Present
Unemployed New York NY 04/2016 01/2017
  • 02/2017 → 10/2019
    Aptask
    Edison, NJ
  • 10/2019 → Present
    Ubs Financial Services Inc.
    Weekhawken, NJ
  • 04/2016 → 01/2017
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-28
S63 Uniform Securities Agent State Law Examination 2022-04-15
  • S65 Uniform Investment Adviser Law Examination
    2022-11-28
  • S63 Uniform Securities Agent State Law Examination
    2022-04-15

View on SEC IAPD

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