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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

2180 Jefferson Street Suite 204, Napa, CA 94559 • United States

1981 N Broadway Suite 330, Walnut Creek, CA 94596 • United States

Lafayette, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Walnut Creek CA 01/1999 10/2019
1St Global Advisors, Inc Walnut Creek CA 03/2000 10/2019
Gregory P. Hunter, Cpa Walnut Creet CA 01/2001 Present
Avantax Insurance Services, Inc. Walnut Creek CA 02/2007 09/2025
Avantax Investment Services, Inc. Walnut Creek CA 10/2019 09/2025
Avantax Advisory Services Walnut Creek CA 10/2019 09/2025
Avantax Insurance Agency And/Oravantax Insurance Services Walnut Creek CA 07/2024 09/2025
Cetera Wealth Services, Llc Walnut Creek CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1999 → 10/2019
    1St Global Capital Corp.
    Walnut Creek, CA
  • 03/2000 → 10/2019
    1St Global Advisors, Inc
    Walnut Creek, CA
  • 01/2001 → Present
    Gregory P. Hunter, Cpa
    Walnut Creet, CA
  • 02/2007 → 09/2025
    Avantax Insurance Services, Inc.
    Walnut Creek, CA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Walnut Creek, CA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Walnut Creek, CA
  • 07/2024 → 09/2025
    Avantax Insurance Agency And/Oravantax Insurance Services
    Walnut Creek, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Walnut Creek, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Walnut Creek, CA
    Napa, CA
    Lafayette, CA
  • 2000-03-29 → 2019-10-25
    1St Global Advisors Inc
    Walnut Creek, CA
Other Businesses

1) HUNTER & COMPANY, CERTIFIED PUBLIC ACCOUNTANTS, LLP POSITION: Managing Partner NATURE: Tax, accounting and other CPA activities. INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 02/12/2016 ADDRESS: 1243 Alpine Road, Suite 222, Walnut Creek CA 94596, DESCRIPTION: Managing Member, Supervise and conduct all services of the entity. 2) HUNTER & COMPANY, CPA'S, APC POSITION: PRESIDENT NATURE: Tax & Accounting services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2001 ADDRESS: 1243 Alpine Rd, Suite 222, Walnut Creek CA 94596, DESCRIPTION: Management and performance of services 3) HUNTER PAYROLL SERVICES, LLC POSITION: MANAGING MEMBER NATURE: COMPLETE PAYROLL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: Ste 222, Walnut Creek CA 94596, DESCRIPTION: Management oversight 4) GREG HUNTER FINANCIAL PLANNER POSITION: FINANCIAL PLANNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2000 ADDRESS: 1243 Alpine Road, Suite 222, Walnut Creek CA 94596, DESCRIPTION: provide all services 5) GREGORY P. HUNTER, FINANCIAL PLANNER POSITION: Owner NATURE: Fixed Indexed Annuities Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/23/2020 ADDRESS: 1243 Alpine Road, Suite 222, Walnut Creek CA 94596, DESCRIPTION: All duties and responsibilities regarding this activity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-10
  • S66 Uniform Combined State Law Examination
    2000-01-10

View on SEC IAPD

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