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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
2180 Jefferson Street Suite 204, Napa, CA 94559 • United States
1981 N Broadway Suite 330, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Walnut Creek | CA | 01/1999 | 10/2019 |
| 1St Global Advisors, Inc | Walnut Creek | CA | 03/2000 | 10/2019 |
| Gregory P. Hunter, Cpa | Walnut Creet | CA | 01/2001 | Present |
| Avantax Insurance Services, Inc. | Walnut Creek | CA | 02/2007 | 09/2025 |
| Avantax Investment Services, Inc. | Walnut Creek | CA | 10/2019 | 09/2025 |
| Avantax Advisory Services | Walnut Creek | CA | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Oravantax Insurance Services | Walnut Creek | CA | 07/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Walnut Creek | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HUNTER & COMPANY, CERTIFIED PUBLIC ACCOUNTANTS, LLP POSITION: Managing Partner NATURE: Tax, accounting and other CPA activities. INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 02/12/2016 ADDRESS: 1243 Alpine Road, Suite 222, Walnut Creek CA 94596, DESCRIPTION: Managing Member, Supervise and conduct all services of the entity. 2) HUNTER & COMPANY, CPA'S, APC POSITION: PRESIDENT NATURE: Tax & Accounting services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2001 ADDRESS: 1243 Alpine Rd, Suite 222, Walnut Creek CA 94596, DESCRIPTION: Management and performance of services 3) HUNTER PAYROLL SERVICES, LLC POSITION: MANAGING MEMBER NATURE: COMPLETE PAYROLL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: Ste 222, Walnut Creek CA 94596, DESCRIPTION: Management oversight 4) GREG HUNTER FINANCIAL PLANNER POSITION: FINANCIAL PLANNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2000 ADDRESS: 1243 Alpine Road, Suite 222, Walnut Creek CA 94596, DESCRIPTION: provide all services 5) GREGORY P. HUNTER, FINANCIAL PLANNER POSITION: Owner NATURE: Fixed Indexed Annuities Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/23/2020 ADDRESS: 1243 Alpine Road, Suite 222, Walnut Creek CA 94596, DESCRIPTION: All duties and responsibilities regarding this activity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-10 |
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