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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2022-01-04 |
| AZ | RA | APPROVED | 2021-04-07 |
| FL | RA | APPROVED | 2021-04-02 |
| NJ | RA | APPROVED | 2021-04-01 |
| NY | RA | APPROVED | 2021-04-01 |
| PA | RA | APPROVED | 2021-04-01 |
| TX | RA | APPROVED | 2021-04-01 |
Branch Locations
330 Changebridge Rd Suite 101, Pine Brook, NJ 07058 • United States
5080 North 40Th St. Suite 400, Phoenix, AZ 85018 • United States
Queen Creek, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual/United Of Omaha Insurance Company | Parsippany | NJ | 12/1995 | Present |
| Guardian Life Insurance Co Of America | Bloomfield | NJ | 07/2012 | 01/2019 |
| Park Avenue Securities Llc | Bloomfield | NJ | 07/2012 | 01/2019 |
| Guardian Life Insurance Company | Pine Brook | NJ | 01/2019 | Present |
| Park Avenue Securities | Pine Brook | NJ | 01/2019 | Present |
| Guardian Life Insurance Company | Phoenix | AZ | 01/2023 | Present |
| Park Avenue Securities | Phoenix | AZ | 01/2023 | Present |
| Guardian Life Insurance Company | Queen Creek | AZ | 06/2024 | Present |
| Park Avenue Securities | Queen Creek | AZ | 06/2024 | Present |
1) Insurance Products other than Guardian, Start Date: 7/18/1997 Address: 5080 N 40th Street 4fl Phoenix, AZ 85018, 20 total hours per month; 20 during securities trading, Investment Related, Less than 10% Annual Compensation, 2) DanAm Aviation LLC-Officer, Nature of Business: manage holding company, Start date: 01/09/2024, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, Duties: Bookkeeper, 2 total hours per month; 1 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-19 |
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