Shaun P Horan

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1995 → Present
  Mutual/United Of Omaha Insurance Company
  Parsippany, NJ
• 07/2012 → 01/2019
  Guardian Life Insurance Co Of America
  Bloomfield, NJ
• 07/2012 → 01/2019
  Park Avenue Securities Llc
  Bloomfield, NJ
• 01/2019 → Present
  Guardian Life Insurance Company
  Pine Brook, NJ
• 01/2019 → Present
  Park Avenue Securities
  Pine Brook, NJ
• 01/2023 → Present
  Guardian Life Insurance Company
  Phoenix, AZ
• 01/2023 → Present
  Park Avenue Securities
  Phoenix, AZ
• 06/2024 → Present
  Guardian Life Insurance Company
  Queen Creek, AZ
• 06/2024 → Present
  Park Avenue Securities
  Queen Creek, AZ

Other Businesses

1) Insurance Products other than Guardian, Start Date: 7/18/1997 Address: 5080 N 40th Street 4fl Phoenix, AZ 85018, 20 total hours per month; 20 during securities trading, Investment Related, Less than 10% Annual Compensation, 2) DanAm Aviation LLC-Officer, Nature of Business: manage holding company, Start date: 01/09/2024, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, Duties: Bookkeeper, 2 total hours per month; 1 during securities trading hours, Not investment related,

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-25
• S63 Uniform Securities Agent State Law Examination
  1997-12-19

Other Names

• Shaun Patrick Horan