Gerald Paul Dietz

Current Employers

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-02-11

TX RA
APPROVED

Since 2018-02-11

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

15305 Dallas Parkway Suite 1200, Addison, TX 75001 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Itt Technical Institute	Richardson	TX	03/2014	09/2016
Keystone Capital Corporation	San Diego	CA	07/2014	10/2016
Cape Securities, Inc.	Mcdonough	GA	01/2018	01/2026
Wbb Securities, Llc.	San Diego	CA	11/2016	12/2017
Richland College	Dallas	TX	04/2017	Present
American Global Wealth Management	Mcdonough	GA	05/2025	Present

03/2014 → 09/2016

Itt Technical Institute

Richardson, TX
07/2014 → 10/2016

Keystone Capital Corporation

San Diego, CA
01/2018 → 01/2026

Cape Securities, Inc.

Mcdonough, GA
11/2016 → 12/2017

Wbb Securities, Llc.

San Diego, CA
04/2017 → Present

Richland College

Dallas, TX
05/2025 → Present

American Global Wealth Management

Mcdonough, GA

Previous Registrations

2014-07-21 → 2016-10-31

Coinbase Capital Markets Corp

New York, NY

San Diego, CA

Dallas, TX
2011-04-07 → 2014-05-07

Girard Securities, Inc.

San Diego, CA

Southlake, TX
2009-03-25 → 2011-02-11

Qa3 Financial Llc

Mckinney, TX

Omaha, NE
2006-04-10 → 2009-01-16

Chase Investment Services Corp.

Carrollton, TX

Carrollton, TX

Carrollton, TX

Carrollton, TX
2004-05-12 → 2004-06-17

Wells Fargo Investments, Llc

El Paso, TX
2002-01-16 → 2002-12-06

Morgan Stanley Dw Inc.

El Paso, TX

Other Businesses

GP Dietz Financial 7912 Freeland Drive Plano, TX 75025 - Agent through Bell & Associates welling fixed insurance, life insurance and fixed annuities since 2018, 10-15 hours to per month with all during trading hours. Richman College Dallas County Community College District 12800 Abrams Road Dallas TX 75243, College Adjunct Instructor, approx. 8 hrs per week for 6 week, all non-trading hours, non-investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-15

S66 Uniform Combined State Law Examination

2002-01-15

View on SEC IAPD