Best Investors Account Sign in

Chad Michael Swanson

Osaic Wealth, Inc.

Westlake Village, CA

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24

Branch Locations

31111 Agoura Road Suite 200, Westlake Village, CA 91361-4443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Westlake Village CA 04/2003 01/2025
Lincoln Financial Advisors Westlake Village CA 10/2000 01/2025
Osaic Wealth, Inc. Westlake Village CA 01/2025 Present
  • 04/2003 → 01/2025
    Lincoln Financial Advisors
    Westlake Village, CA
  • 10/2000 → 01/2025
    Lincoln Financial Advisors
    Westlake Village, CA
  • 01/2025 → Present
    Osaic Wealth, Inc.
    Westlake Village, CA
Previous Registrations
  • 2006-05-03 → 2025-01-24
    Osaic Fa, Inc.
    Westlake Village, CA
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-02
  • S66 Uniform Combined State Law Examination
    2006-05-02

View on SEC IAPD

More in Westlake Village, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor