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827 Broadway, Suite 210, Oakland, CA 94607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2007-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Avengers, Inc. | Oakland | CA | 08/2000 | Present |
Independent Insurance Agent for various independent insurance companies. Mr. Swift is a writer of plays, scripts, and books and spends less than 5% of his time doing so. He also spends less than 5% of his time on Tom Swift & His Amazing Productions LLC, working as a producer. This includes development and production of entertainment content - financial and otherwise. Finally, Mr. Swift is the Manager of Pointless LLC, a Limited Liability Corporation that manages a Family-Owned Vacation Rental Property in Northern, Michigan. Nearly all of the time spent on these ventures is outside of the normal operational hours of Financial Avengers Inc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-01 |
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