Best Investors Account Sign in
Inactive

Thomas Wainwright Swift

Financial Avengers, Inc.

Oakland, CA

Claim This Profile
Current Employers
Financial Avengers, Inc.

827 Broadway, Suite 210, Oakland, CA 94607 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2007-03-26
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2007-03-26

Branch Locations

827 Broadway, Suite 210, Oakland, CA 94607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Avengers, Inc. Oakland CA 08/2000 Present
Other Businesses

Independent Insurance Agent for various independent insurance companies. Mr. Swift is a writer of plays, scripts, and books and spends less than 5% of his time doing so. He also spends less than 5% of his time on Tom Swift & His Amazing Productions LLC, working as a producer. This includes development and production of entertainment content - financial and otherwise. Finally, Mr. Swift is the Manager of Pointless LLC, a Limited Liability Corporation that manages a Family-Owned Vacation Rental Property in Northern, Michigan. Nearly all of the time spent on these ventures is outside of the normal operational hours of Financial Avengers Inc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-04-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Oakland, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor