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Peter Anthony Palmieri

Wells Fargo Clearing Services, LLC

Babylon, NY

Melville, NY

CRD 2867037

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2021-03-08
NJ RA APPROVED 2021-03-05
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • NJ RA
    APPROVED
    Since 2021-03-05

Branch Locations

Babylon, NY • United States

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Uniondale NY 07/2007 03/2021
Wells Fargo Clearing Services, Llc. Babylon NY 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-10
S63 Uniform Securities Agent State Law Examination 1999-07-16
  • S65 Uniform Investment Adviser Law Examination
    1999-08-10
  • S63 Uniform Securities Agent State Law Examination
    1999-07-16
Other Names
  • Peter Palmieri

View on SEC IAPD

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