Joseph Patrick Crotty

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2007-05-30

OH RA
APPROVED

Since 2007-05-30

Branch Locations

Dublin, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Dublin	OH	12/1996	Present
Nylife Securities Llc	Dublin	OH	03/1997	Present
Crotty & Associates, Llc	Dublin	OH	11/2007	Present

12/1996 → Present

New York Life Insurance Company

Dublin, OH
03/1997 → Present

Nylife Securities Llc

Dublin, OH
11/2007 → Present

Crotty & Associates, Llc

Dublin, OH

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA CROTTY & ASSOCIATES, LLC; 6265 EMERALD PARKWAY, #100, DUBLIN OH 43016] [JC ENTERPRISES LLC, OF COLUMBUS; OWNER; HOLDING COMPANY FOR REAL ESTATE; 4860 CARRIGAN RIDGE DR, DUBLIN, OH 43017; AS OF 07/2005; 1 HOUR PER MONTH] [PROPERTY AND CASUALTY SALES; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING PROPERTY AND CASUALTY PRODUCTS; 485 METRO PLACE SOUTH #350 A. DUBLIN, OH 43017; 2HRS PER WEEKL] [OPM Enterprises, LLC; real estate rehabs and rental properties ; 4860 Carrigan Ridge Dr, Dublin OH 43017; Start Date 01/2025; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [C & C Midwest Group, LLC; This is the entity that holds ownership of real estate purchased for the purpose of renting them out.; PO Box 3124 Dublin, OH 43016-0058; Start Date 05/2017; Role/Title: Partner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Iguana Properties LLC; Real Estate holding company for rental properties.; PO Box 3124 Dublin, OH 43016-0058; Start Date 12/2018; Role/Title: Partner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; I will make purchasing decisions on the properties presented to us by realtors]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-04-02

S63 Uniform Securities Agent State Law Examination

1997-04-02

Designations

Certified Financial Planner

View on SEC IAPD