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Steven Charles Bane

Bane O'LEary LLC

Bloomington, MN

Edmond, OK

Edmond, OK

CRD 3112198

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Employer firm

Bane O'lEary LLC CRD 286450

$85.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Bane O'LEary Llc

8000 Norman Center Drive Suite 230, Bloomington, MN 55437 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
OK RA APPROVED 2025-01-01
AZ RA APPROVED 2017-05-03
MN RA APPROVED 2017-04-28
  • CO RA
    APPROVED
    Since 2025-01-01
  • OK RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2017-05-03
  • MN RA
    APPROVED
    Since 2017-04-28

Branch Locations

8000 Norman Center Drive Suite 230, Bloomington, MN 55437 • United States

Edmond, OK • United States

Edmond, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Barber Financial Group, Inc. Lenexa KS 11/2013 04/2017
Mutual Securities, Inc. Camarillo CA 08/2016 04/2017
Bane O'LEary Llc Bloomington MN 04/2017 Present
Bane Management Llc Scottsdale AZ 11/2008 Present
Steven C. Bane, Sole Proprietor Edmond OK 01/2014 Present
  • 11/2013 → 04/2017
    Barber Financial Group, Inc.
    Lenexa, KS
  • 08/2016 → 04/2017
    Mutual Securities, Inc.
    Camarillo, CA
  • 04/2017 → Present
    Bloomington, MN
  • 11/2008 → Present
    Bane Management Llc
    Scottsdale, AZ
  • 01/2014 → Present
    Steven C. Bane, Sole Proprietor
    Edmond, OK
Previous Registrations
  • 2013-11-06 → 2017-04-28
    Barber Financial Group
    Lenexa, KS
    Scottsdale, AZ
  • 2006-10-05 → 2008-11-26
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
Other Businesses

1. Bane Management Group, Start: 01/15/2008, Scottsdale AZ, Administrative Operations, CFO, Not Investment Related, 10 hours per month, <1 hour per day during trading hours. 2. Steven C. Bane, Sole Proprietor; start 01/2014; Investment related; Edmond, OK; Insurance Agent; insurance sales and service; 15 hours per month; 10 hours during securities trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-05
S63 Uniform Securities Agent State Law Examination 1998-11-03
  • S65 Uniform Investment Adviser Law Examination
    2013-11-05
  • S63 Uniform Securities Agent State Law Examination
    1998-11-03

View on SEC IAPD

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