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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-02-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Colchester | CT | 02/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Colchester | CT | 02/2016 | Present |
| Liberty Bank | Colchester | CT | 02/2016 | Present |
| Liberty Bank Investment Services | Colchester | CT | 02/2016 | Present |
(1)Name of Business: Liberty Bank Address: 219 S Main St, Colchester, CT, 06415, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 02/16/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Liberty Bank Investment Services Address: 219 S Main St, Colchester, CT, 06415, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/16/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: RJFS Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-09 |
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