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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-10-03 |
| NY | RA | APPROVED | 2021-04-19 |
| ME | RA | APPROVED | 2019-03-18 |
| TX | RA | APPROVED | 2019-03-18 |
| VT | RA | APPROVED | 2019-03-18 |
| NH | RA | APPROVED | 2019-03-13 |
Branch Locations
100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States
300 Broadhollow Rd, Melville, NY 11747 • United States
50 Fountain Plz, Buffalo, NY 14202 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Buffalo | NY | 09/2010 | 03/2017 |
| Wells Fargo Clearing Services Llc | Buffalo | NY | 04/2017 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manchester | NH | 02/2019 | Present |
I*376765, Entity Type: Entity Charitable, Name of OBA: Buffalo Olmsted Parks Conservancy, Address: Buffalo, New York 14214, Investment Related: N, Position, Title, Association: Other,Committee, Employee Start Date: 06/01/2018, No Hours: 40, No Hours during trading: 0, Duties: I am on the Board of Trustees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-29 |
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