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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-25
NJ RA APPROVED 2006-01-25
  • FL RA
    APPROVED
    Since 2021-02-25
  • NJ RA
    APPROVED
    Since 2006-01-25

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

St. Augustine Beach, FL • United States

Califon, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Florham Park NJ 01/2003 Present
Other Businesses

1.HUNTER INDUSTRIAL CORPORATION, LASTEC INDUSTRIAL CORP. PART OWNER IN FAMILY BUSINESS. FEW HOURS PER WEEK AFTER BUSINESS HOURS. 2.LASTEC INDUSTRIAL CORP. PENSION TRUSTEE-FEW HOURS PER MONTH 3.HUNTER INDUSTRIAL COPRORATION-EXECUTIVE -FAMILY BUSINESS 4.TRUSTEE-HUNTER INDUSTRIAL CORP 401K PLAN 5.TEWKSBURY TOWNSHIP COMMUNITY SAFETY SUBCOMMITTEE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-06
S63 Uniform Securities Agent State Law Examination 1997-11-25
  • S65 Uniform Investment Adviser Law Examination
    2006-02-06
  • S63 Uniform Securities Agent State Law Examination
    1997-11-25
Other Names
  • Marc Damon Petrogneni

View on SEC IAPD

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