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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-25 |
| NJ | RA | APPROVED | 2006-01-25 |
Branch Locations
200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States
St. Augustine Beach, FL • United States
Califon, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Florham Park | NJ | 01/2003 | Present |
1.HUNTER INDUSTRIAL CORPORATION, LASTEC INDUSTRIAL CORP. PART OWNER IN FAMILY BUSINESS. FEW HOURS PER WEEK AFTER BUSINESS HOURS. 2.LASTEC INDUSTRIAL CORP. PENSION TRUSTEE-FEW HOURS PER MONTH 3.HUNTER INDUSTRIAL COPRORATION-EXECUTIVE -FAMILY BUSINESS 4.TRUSTEE-HUNTER INDUSTRIAL CORP 401K PLAN 5.TEWKSBURY TOWNSHIP COMMUNITY SAFETY SUBCOMMITTEE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-25 |
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