Marc Anthony Walker

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-17
GA	RA	APPROVED	2019-10-28

TX RA
APPROVED

Since 2022-12-17
GA RA
APPROVED

Since 2019-10-28

Branch Locations

11175 Cicero Dr. Ste. 100, Alpharetta, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy Executive Benefits, Llc	Alpharetta	GA	01/2011	Present
Kestra Financial Services, Inc.	Austin	TX	04/2016	10/2019
Cambridge Investment Research, Inc.	Fairfield	IA	10/2019	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2019	Present

01/2011 → Present

Legacy Executive Benefits, Llc

Alpharetta, GA
04/2016 → 10/2019

Kestra Financial Services, Inc.

Austin, TX
10/2019 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2016-04-28 → 2019-10-25

Kestra Advisory Services, Llc

Alpharetta, GA
2014-08-01 → 2016-09-22

Kestra Investment Services, Llc

Alpharetta, GA

Austin, TX

Alpharetta, GA
2011-02-02 → 2014-08-01

Financial Telesis Inc

San Rafael, CA

Alpharetta, GA
2003-02-03 → 2011-04-01

Retirement Capital Group Southeast

Duluth, GA

Atlanta, GA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/28/19. 2.LEGACY EXECUTIVE BENEFITS, LLC, DBA LEGACY ADVISORY PARTNERS, 11175 CICERO DRIVE, STE 100, ALPHARETTA, GA, CONSULTING FOR QUALIFIED AND NON QUALIFIED CLIENTS, TRANSITION PLANNING, KEY EMPLOYEE RETENTION, CHIEF INVESTMENT OFFICER, 01/01/16, NIR, 40/WK- 8/TRADING 3. MOMENTUM FINANCIAL CONSULTING OF GEORGIA, 174 LAKE RESERVE WAY, CANTON, GA, FINANCIAL ADVISORY CONSULTING/PRESIDENT, 08/07/19, INV REL, 10 HR/WK- 2/TRADING HR. 4. LEGACY EXECUTIVE BENEFITS, LLC, DBA LEGACY ADVISORY PARTNERS, 11175 CICERO DRIVE, STE 100, ALPHARETTA, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/25/19 24 HR/YR- 0/TRADING HR.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-10
S63	Uniform Securities Agent State Law Examination	1997-03-17

S65 Uniform Investment Adviser Law Examination

1999-12-10
S63 Uniform Securities Agent State Law Examination

1997-03-17

View on SEC IAPD