Steven James Casull

Current Employers

Employment History

• 11/2013 → Present
  Casull Financial Advisory, Llc
  South Jordan, UT
• 10/2015 → Present
  Private Client Services Llc
  Louisville, KY

Previous Registrations

• 2013-09-06 → 2013-12-06
  Nationwide Securities, Llc
  Sacramento, CA
  Draper, UT
• 2012-10-12 → 2013-05-20
  Allstate Financial Advisors, Llc
  Murray, UT
• 2011-04-04 → 2012-08-14
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT

Other Businesses

I AM LICENSED AS AN INDEPENDENT INSURANCE AGENT IN UTAH. AS AN IA REP OF CASULL FINANCIAL ADVISORY, LLC, I MAY MAKE RECOMMENDATIONS ON INSURANCE PRODUCTS AND MAY ALSO, AS AN INDEPENDENT INSURANCE AGENT, SELL THOSE RECOMMENDED INSURANCE PRODUCTS TO ADVISORY CLIENTS. THIS INVESTMENT RELATED BUSINESS WILL BE PART OF MY FINANCIAL PLANNING SERVICES TO MY CLIENTS, BUT NOT OFFERED THROUGH CASULL FINANCIAL ADVISORY, LLC. AND THEREFORE DONE UNDER MY OWN NAME BUT AT THE SAME BUSINESS ADDRESS AS CASULL FINANCIAL ADVISORY,LLC DISCLOSED IN SECTION 1 OF THIS U4. THIS BUSINESS WILL START CONCURRENTLY WITH THE UTAH STATE APPROVAL OF THE REGISTRATION OF MY RIA BUSINESS, CASULL FINANCIAL ADVISORY, LLC MY INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT WILL BE A MARGINAL PART OF MY TIME. USUALLY NOT TO EXCEED 10% OF MY TIME, OR LESS THAN 5 HOURS/WEEK, 20 HOURS/MONTH. MY PRIMARY FOCUS WILL BE THE INVESTMENT ADVISORY BUSINESS RATHER THAN HIS INSURANCE BUSINESS. TIME SPENT ON THIS OTHER BUSINESS WILL USUALLY BE DURING MARKET HOURS BUT CAN ALWAYS BE DEFERRED UNTIL AFTER MARKET HOURS SINCE IT IS NOT A MARKET RELATED PRODUCT.

Exams

• S66 Uniform Combined State Law Examination
  2011-02-25
• S63 Uniform Securities Agent State Law Examination
  1997-06-24

Other Names

• Steve James Casull
• Steven J Casull
• Steven James Casull
• Steven James Casull