James Francis Watkinson

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-02-12
NY	RA	APPROVED	2021-08-06
VI	RA	APPROVED	2018-01-11
TX	RA	APPROVED_RES	2015-04-02

SC RA
APPROVED

Since 2024-02-12
NY RA
APPROVED

Since 2021-08-06
VI RA
APPROVED

Since 2018-01-11
TX RA
APPROVED_RES

Since 2015-04-02

Branch Locations

455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States

Murrells Inlet, SC • United States

Slingerlands, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Albany	NY	02/2009	Present
City National Bank	Albany	NY	08/2016	Present

02/2009 → Present

Rbc Capital Markets Llc

Albany, NY
08/2016 → Present

City National Bank

Albany, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-05
S63	Uniform Securities Agent State Law Examination	1997-05-19

S65 Uniform Investment Adviser Law Examination

1997-06-05
S63 Uniform Securities Agent State Law Examination

1997-05-19

Other Names

James F Watkinson

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews