James Kelly Houston

Current Employers

Employment History

• 06/2007 → 06/2021
  (Dba) Winsouth Financial Services
  Fort Payne, AL
• 07/2012 → 01/2025
  Concourse Financial Group Securities Inc
  Fort Payne, AL
• 05/2021 → Present
  Southern Wealth Strategies Llc
  Fort Payne, AL
• 01/2025 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2012-11-02 → 2025-02-12
  Concourse Financial Group Securities, Inc.
  Gadsden, AL
  Fort Payne, AL
  Birmingham, AL
  Gadsden, AL
  Fort Payne, AL
• 2009-07-09 → 2012-07-18
  Cuna Brokerage Services, Inc.
  Gadsden, AL
  Waverly, IA
  Gadsden, AL
• 2009-01-02 → 2009-04-29
  Concourse Financial Group Securities, Inc.
  Gadsden, AL
  Birmingham, AL
  Gadsden, AL
• 2006-05-24 → 2007-04-02
  Northwestern Mutual Investment Services, Llc
  Fort Payne, AL
  Fort Payne, AL
• 2001-08-14 → 2003-07-23
  Msi Financial Services, Inc.
  Ft Payne, AL

Other Businesses

1.) INDEPENDENT INSURANCE AGT - 3/1/97 - 206 8th Street SW, Ft Payne, AL 35967 - Agent, Contact and meet with clients to address life insurance and fixed annuity needs, Not Invt Rel, Insurance business, 30 hrs/mo; 25 hrs/mo (during trading hours). 2.) SOUTHERN WEALTH STRATEGIES - 5/1/21 - 1500-A Gault Avenue N, Ft Payne, AL 35967 - Owner, Runs agency, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TLG ADVISORS INC- 4/11/25 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2006-07-21
• S63 Uniform Securities Agent State Law Examination
  1997-05-21

Designations

Other Names

• Jim Houston