Best Investors Account Sign in

Steven Anthony Antinucci

LPl Financial LLC

Yucaipa, CA

CRD 2865754

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-26
CA RA APPROVED 2012-04-12
  • TX RA
    APPROVED_RES
    Since 2021-07-26
  • CA RA
    APPROVED
    Since 2012-04-12

Branch Locations

34161 Yucaipa Blvd, Suite B, Yucaipa, CA 92399 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Yucaipa CA 04/2012 Present
Previous Registrations
  • 2011-01-24 → 2012-04-11
    Temecula, CA
  • 2011-01-03 → 2011-01-27
    Temecula, CA
    Menifee, CA
    Menifee, CA
    Murrieta, CA
    Lake Elsinore, CA
    Murrieta, CA
    Murrieta, CA
    Murrieta, CA
    Temecula, CA
    Temecula, CA
  • 2004-10-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Murrieta, CA
    Murrieta, CA
    Hemet, CA
    Murrieta, CA
    Temecula, CA
    Temecula, CA
    Temecula, CA
    Murrieta, CA
    Murrieta, CA
    Menifee, CA
    Menifee, CA
    Temecula, CA
    Murrieta, CA
    Temecula, CA
    Temecula, CA
    Menifee, CA
    Hemet, CA
    Lake Elsinore, CA
Other Businesses

1. 4/25/2012 - ON POINT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Ca Notary - Started 11/01/2020 - 1 Hour Per Month During Securities Trading - Become a Notary in the state of California. 3. 09/20/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/23/2013 - 2 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-22
S63 Uniform Securities Agent State Law Examination 1997-04-17
  • S66 Uniform Combined State Law Examination
    2004-10-22
  • S63 Uniform Securities Agent State Law Examination
    1997-04-17

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Yucaipa, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor