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Laura Ann Cook

Raymond James & Associates, Inc.

Princeton, NJ

Holmdel, NJ

CRD 2865585

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-03-13
  • NJ RA
    APPROVED
    Since 2020-03-13

Branch Locations

902 Carnegie Center Blvd Suite 320, Princeton, NJ 08540 • United States

Holmdel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Princeton NJ 06/2007 05/2018
Homemaker Holmdel NJ 05/2018 11/2019
Raymond James Financial Services, Inc Iselin NJ 12/2019 03/2020
Raymond James & Associates, Inc Princeton NJ 03/2020 Present
  • 06/2007 → 05/2018
    Raymond James & Associates
    Princeton, NJ
  • 05/2018 → 11/2019
    Homemaker
    Holmdel, NJ
  • 12/2019 → 03/2020
    Raymond James Financial Services, Inc
    Iselin, NJ
  • 03/2020 → Present
    Raymond James & Associates, Inc
    Princeton, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-22
S63 Uniform Securities Agent State Law Examination 1997-05-13
  • S66 Uniform Combined State Law Examination
    2006-05-22
  • S63 Uniform Securities Agent State Law Examination
    1997-05-13
Other Names
  • Laura A West
  • Laura Ann West

View on SEC IAPD

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