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Christopher Michael Perry

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-08
  • TX RA
    APPROVED
    Since 2009-01-08

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 01/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-01-09
    Morgan Stanley & Co. Llc
    Houston, TX
  • 1997-10-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-02
S65 Uniform Investment Adviser Law Examination 1997-09-26
  • S63 Uniform Securities Agent State Law Examination
    1997-10-02
  • S65 Uniform Investment Adviser Law Examination
    1997-09-26
Other Names
  • Christopher Michael Perry
  • Christopher Michael Michael Perry

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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