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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co | St Paul | MN | 09/2009 | Present |
| Securian Financial Services Inc | St Paul | MN | 09/2009 | Present |
| Heritage Financial | Omaha | NE | 09/2009 | Present |
| Naifa | Omaha | NE | 07/2003 | Present |
| Securities America Inc | La Vista | NE | 08/2017 | 06/2024 |
| Securities America Advisors | La Vista | NE | 08/2017 | 06/2024 |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
1. ACE OUTDOOR PARTS, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2026 ADDRESS: 2548 River Road Drive, Waterloo NE 68069, United States DESCRIPTION: Partner; teach our children how to run the business in the future for succession planning in the future.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-24 |
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