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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-02-27
  • NJ RA
    APPROVED
    Since 2008-02-27

Branch Locations

454 State Route 28, Bridgewater, NJ 08807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Whitehouse NJ 02/2008 Present
  • 02/2008 → Present
    Pnc Investments
    Whitehouse, NJ
Previous Registrations
Other Businesses

2007 / Landlord / Rental Property / Non-Investment related / Zero hours per month during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-17
S63 Uniform Securities Agent State Law Examination 1999-12-07
  • S66 Uniform Combined State Law Examination
    2003-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-12-07

View on SEC IAPD

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