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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-06 |
| MN | RA | APPROVED | 2013-11-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Winsted | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Winsted | MN | 03/2020 | Present |
Real Estate Ownership; Commercial; 151 Main Ave W, , Winsted, MN, 55395; Not Investment-Related; 01/01/1998. Board of Directors; Winsted Area Chamber of Commerce; Director/Board Member; PO Box 352, , Winsted, MN, 55395; Not Investment-Related; 01/01/1998; 1 to 9 hours per month; 1 to 9 during trading hours / Priests' Pension Plan Board of Trustees; Board Member; 1400 6th St N , , New Ulm, MN, 56073; Investment-Related; 01/01/1998; 1 to 9 hours per month; 1 to 9 during trading hours / St. Mary's Residence, Inc; President; 215 Linden Ave, , Winsted, MN, 55395; Not Investment-Related; 02/07/2024; 1 to 9 hours per month; 0 during trading hours / American Legion Post #407; Adjutant & Membership Director; 161 Main Ave N, PO Box 360, , Winsted, MN, 55395; Not Investment-Related; 01/01/1998; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Holy Trinity Parish / Religious Education; Catechetical Instruction of parish youth and adults; 110 Winsted Ave W, , Winsted, MN, 55395; Not Investment-Related; 08/01/2003; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-12 |
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