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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
555 Mission St Fl 16, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 04/1997 | Present |
| Northwestern Mutual Investment Services, Llc | San Francisco | CA | 12/1997 | Present |
| Northwestern Mutual Investment Services, Llc | San Francisco | CA | 03/2006 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 49% OWNER, MONTAGUE GLASS, LLC, 418 CHANNING WAY, ALAMEDA, , CALIFORNIA, 94502, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/15/2016, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PARTNER WITH WIFE IN AN LLC, MONTAGUE GLASS, TO OWN AND OPERATE AN ART GALLERY. RETAIL LOCATION NOT YET DETERMINED. WIFE WOULD BE PRIMARY PARTICIPANT IN THE MANAGEMENT OF THE BUSINESS, WITH SOME HELP FROM ME ON WEEKENDS AND AFTER HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-18 |
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