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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-04
MO RA APPROVED 2015-12-21
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • MO RA
    APPROVED
    Since 2015-12-21

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Frontenac, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St Louis MO 04/2015 Present
  • 04/2015 → Present
    Raymond James & Associates
    St Louis, MO
Other Businesses

CO-TRUSTEE FOR PARENTS, INV RELATED, ST LOUIS, MO, START: 9/2014, 1 HOUR PER MONTH/0 DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-17
S63 Uniform Securities Agent State Law Examination 1997-06-04
  • S66 Uniform Combined State Law Examination
    2015-12-17
  • S63 Uniform Securities Agent State Law Examination
    1997-06-04

View on SEC IAPD

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