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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-10-20
TX RA APPROVED_RES 2016-10-18
  • MO RA
    APPROVED
    Since 2016-10-20
  • TX RA
    APPROVED_RES
    Since 2016-10-18

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

St Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc St. Louis MO 04/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-14
S63 Uniform Securities Agent State Law Examination 1997-06-12
  • S66 Uniform Combined State Law Examination
    2016-10-14
  • S63 Uniform Securities Agent State Law Examination
    1997-06-12

View on SEC IAPD

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