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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-08
  • IL RA
    APPROVED
    Since 2025-07-08

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Farmer City, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 01/2015 Present
Other Businesses

1. 11/4/2016: B-Sharp Entertainment - Not Investment Related - Home Based - Other-Family Business - Started 03/10/2008 - 20 Hours Per Month/0 Hours During Securities Trading - Manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-12
S63 Uniform Securities Agent State Law Examination 2015-03-23
  • S66 Uniform Combined State Law Examination
    2025-06-12
  • S63 Uniform Securities Agent State Law Examination
    2015-03-23
Other Names
  • Kettra Joann Simmons
  • Kettra Joann Baker

View on SEC IAPD

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