Best Investors
Account
Sign in
Best Investors
Account
Sign in
24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Houston | TX | 07/2014 | Present |
| Sovereign Wealth Advisors Llc | Houston | TX | 09/2017 | Present |
1) 03/17/2015 - REFEREE - SOCCER REFEREE - TIME SPENT 10 HOURS PER MONTH - HOUSTON, TX. 2) 11/02/2017 - Sovereign Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/29/2017 - 160 Hours Per Month/35 During Securities Trading 3) 01/05/2018 - Sovereign Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 09/29/2017 - 160 Hours Per Month/35 Hours During Securities Trading - I provide investment advisory services through Sovereign Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-02 |
Reach out to this advisor