James Francis Blake

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-28
FL	RA	APPROVED	2015-01-15
MN	RA	APPROVED	2014-02-06

TX RA
APPROVED_RES

Since 2016-11-28
FL RA
APPROVED

Since 2015-01-15
MN RA
APPROVED

Since 2014-02-06

Branch Locations

Naples, FL • United States

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Wayzata	MN	08/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

08/2010 → Present

Morgan Stanley Smith Barney Llc

Wayzata, MN
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*448327 - Avalon Circle LLC; Investment related - Yes; Naples, Florida; Real Estate; Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 2; Administrative * 449597 - Seychelles Drive, LLC; Investment related Yes; Naples, FL; Real Estate, Officer (proprietor, partner, officer, director, employee, trustee, agent); Nov 2021; During business hours: 0; After business hours: 02; Administrative

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-11
S63	Uniform Securities Agent State Law Examination	1997-04-15

S65 Uniform Investment Adviser Law Examination

2007-09-11
S63 Uniform Securities Agent State Law Examination

1997-04-15