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Em Financial Services, LLC CRD 337368
$1.38M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
13500 Sw 88Th St. Suite 287, Miami, FL 33186 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-12 |
| TX | RA | APPROVED | 2025-10-23 |
Branch Locations
13500 Sw 88Th St. Suite 287, Miami, FL 33186 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Aventura | FL | 08/2015 | 02/2018 |
| National Asset Management Inc | Aventura | FL | 09/2015 | 02/2018 |
| Brokers International Financial Services, Llc | Miami | FL | 02/2018 | 12/2021 |
| Em Financial Services, Llc | Miami | FL | 08/2025 | Present |
| Em Insurance And Financial Services, Llc | Miami | FL | 04/2019 | Present |
| Legend Financial Marketing Service | Miami | FL | 02/2018 | Present |
| Brokers Financial | Miami | FL | 02/2018 | 12/2021 |
| San Plas Securities Llc | Atlanta | GA | 12/2021 | 10/2025 |
| Sb Advisory, Llc | Atlanta | GA | 12/2021 | 10/2025 |
1. Legend Financial Marketing Services; Inv Rel; Miami, FL; Representative; Insurance & Annuity Sales - Running Proposals; 02-2018; 8-10 hrs per month, 5 during trading 2. EM Insurance and Financial Services, LLC; Inv Rel; Miami, FL; Vice President/Insurance Agent; Health Benefits and Fixed Insurance Products and Medicare; start 04/2019; approx 20% of time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-14 |
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