Jeffrey George Waldron

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1997 → Present
  Lpl Financal Llc
  Oakdale, PA

Previous Registrations

• 2013-01-18 → 2014-07-23
  Stratos Wealth Partners, Ltd
  Oakdale, PA
• 2005-06-07 → 2012-09-21
  Fragasso Financial Advisors
  Bridgeville, PA
• 2004-12-10 → 2010-06-21
  Waldron Private Wealth
  Bridgeville, PA

Other Businesses

1. 04/04/2007 * No business name * Non-Variable Insurance * inv rel * at reported business location(s) * The Outside business activity is regarding insurance management for 1 or 2 non-variable Lpolicy that are not in selling agreement LPL, i.e Berkshire Life and Pacific Life Insurance Policies. I would becom agent of record for admin purposes. * time spent 1% 2. 04/21/2010 * DBA for LPL Business (entity for LPL business) * Wellspring Wealth Management, Ltd. * inv rel * at reported business location(s) * time spent 100% 3. 02/10/2016 * Financial Peace University * Other - Budget Counseling * not inv rel * Facilitator for Financial Peace University at Churches - Budgeting * start 03/03/2016 * 10 hrs/mo; 0 hrs during secs trdg hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-24
• S63 Uniform Securities Agent State Law Examination
  1997-07-02

Other Names

• Jeff Waldron
• Jeffrey George Waldron