John-Paul Tomassetti

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-29
TX	RA	APPROVED_RES	2024-01-23

FL RA
APPROVED

Since 2024-04-29
TX RA
APPROVED_RES

Since 2024-01-23

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup	New York	NY	03/2014	09/2017
Jpmorgan Chase Bank Na	Miami	FL	10/2017	Present
Jpmorgan Securities Llc	Miami	FL	10/2017	Present

03/2014 → 09/2017

Citigroup

New York, NY
10/2017 → Present

Jpmorgan Chase Bank Na

Miami, FL
10/2017 → Present

Jpmorgan Securities Llc

Miami, FL

Previous Registrations

2014-04-14 → 2017-09-22

Citigroup Global Markets Inc.

Long Island City, NY
2012-07-05 → 2014-03-14

Barclays Capital Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-22
S63	Uniform Securities Agent State Law Examination	1997-06-20

S65 Uniform Investment Adviser Law Examination

2024-01-22
S63 Uniform Securities Agent State Law Examination

1997-06-20

Other Names

John Paul Tomassetti
Johnpaul Tomassetti
John-Paul Tomassetti
John Paul Tomassetti

View on SEC IAPD

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