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Allen Kent Broyles

LPl Financial LLC

Fayetteville, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-12-19
GA RA APPROVED 2022-07-22
TX RA APPROVED_RES 2015-02-02
  • AR RA
    APPROVED
    Since 2025-12-19
  • GA RA
    APPROVED
    Since 2022-07-22
  • TX RA
    APPROVED_RES
    Since 2015-02-02

Branch Locations

300 North College Ave Ste 220, Fayetteville, AR 72701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fayetteville AR 01/2015 Present
  • 01/2015 → Present
    Lpl Financial
    Fayetteville, AR
Previous Registrations
  • 2006-12-13 → 2015-02-02
    Next Financial Group, Inc.
    Houston, TX
    Fayetteville, AR
  • 2006-07-06 → 2006-12-19
    Osaic Fs, Inc.
    Little Rock, AR
    Siloam Springs, AR
  • 2005-08-08 → 2006-07-25
    Windward Securities Corporation
    Siloam Springs, AR
  • 2003-10-07 → 2005-08-01
    Tower Square Securities, Inc.
    Siloam Springs , AR
  • 2003-09-19 → 2003-10-06
    Investment Professionals, Inc.
    Siloam Springs, AR
Other Businesses

1. 01/30/15-BROYLES FINANCIAL SERVICES, INC/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/100%/300 NORTH COLLEGE, SUITE 220, FAYETTEVILLE, AR 72701 2. 01/30/2015-BROYLES RETIREMENT SERVICES, INC/100%/300 N. COLLEGE, STE 220, FAYETEVILLE, AR 72701 3. 2/3/2015: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BROYLES WEALTH MANAGEMENT - INVESTMENT RELATED - 120 HOURS PER MONTH/8 HOURS DURING TRADING - FAYETTEVILLE, AR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-18
S63 Uniform Securities Agent State Law Examination 1997-03-10
  • S65 Uniform Investment Adviser Law Examination
    2003-09-18
  • S63 Uniform Securities Agent State Law Examination
    1997-03-10
Other Names
  • Allen Kent Broyles

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