James Patrick Ritchie

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 07/2017
  Hartford Funds Distributors, Llc
  Radnor, PA
• 10/2014 → 07/2017
  Hartford Funds Management Company, Llc
  Radnor, PA
• 10/2017 → 05/2021
  Morgan Stanley Smith Barney Llc
  Tampa, FL
• 05/2021 → Present
  Raymond James & Associates, Inc.
  Tampa, FL

Previous Registrations

• 2017-12-18 → 2021-06-03
  Morgan Stanley
  Tampa, FL
  Clearwater, FL
  Lakeland, FL
  Palm Harbor, FL
  Tampa, FL
  Winter Haven, FL
  Tampa, FL
  St. Petersburg, FL
• 2015-03-13 → 2017-08-11
  Hartford Funds
  Tampa, FL
  Tampa, FL
  Wayne, PA
  Odessa, FL
• 2014-11-10 → 2014-12-31
  Hartford Funds
  Tampa, FL
  Wayne, PA
• 2014-07-31 → 2014-12-04
  Proshare Advisors Llc
  Bethesda, MD
• 2006-03-15 → 2014-04-11
  Clearbridge Investments, Llc
  Tampa, FL
  New York, NY
• 2003-03-26 → 2005-12-21
  Citigroup Global Markets Inc.
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2003-03-19