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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-11-02
LA RA APPROVED 2009-10-21
  • TX RA
    APPROVED_RES
    Since 2011-11-02
  • LA RA
    APPROVED
    Since 2009-10-21

Branch Locations

506 Robert Blvd, Slidell, LA 70458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Slidell MS 04/2005 Present
Raymond James Financial Services Advisors, Inc Slidell LA 10/2009 Present
Previous Registrations
  • 2002-09-26 → 2003-12-16
    Capital Management
    Slidell, LA
Other Businesses

1) Name of Business: ARJD Knight Properties Address: 506 Robert Blvd., Slidell, LA, 70458, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/06/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I created a single owner LLC (ARJD Knight Properties, LLC) to buy the property/building which houses my Raymond James office. Recently, i have rented an empty office. (2) Name of Business: ARJD Knight Properties, LLC Address: 506 Robert Blvd., Slidell, LA, 70458, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/02/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This entity owns my building and land and receives rental income from the property. (3) Name of Business: Knight Wealth Services Address: 506 Robert Blvd., Slidell, LA, 70458, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Per CPA advice, i opened a single owner LLC named Knight Wealth Services for tax reasons.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-03
S65 Uniform Investment Adviser Law Examination 1997-05-03
  • S63 Uniform Securities Agent State Law Examination
    1997-05-03
  • S65 Uniform Investment Adviser Law Examination
    1997-05-03

View on SEC IAPD

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