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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-24 |
| NJ | RA | APPROVED | 2024-07-30 |
Branch Locations
141 W Front St Ste 140, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Belle Epoque Productions, Inc. | Manasquan | NJ | 12/1995 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manasquan | NJ | 12/2018 | 03/2024 |
| Unemployed | Manasquan | NJ | 06/2016 | 07/2017 |
| Pnc Bank | Manasquan | NJ | 07/2017 | 10/2018 |
| Unemployed | Manasquan | NJ | 10/2018 | 12/2018 |
| Bank Of America, N.A. | Manasquan | NJ | 03/2022 | 03/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 05/2024 | 07/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 05/2024 | 07/2024 |
| Amerirprise Financial Services Llc | Red Bank | NJ | 07/2024 | Present |
Business Ownership; Belle Epoque Productions, Inc.; Owner; Voiceover recording - 100% Owner - Chapter S Corp - Inactive/Dormant business for foreseeable near future - no impact to AMPF - this has been on my U4 for ~16 years (I was the voice you heard on the national IVR for Merrill Lynch when you accessed ML Direct from 1999 - 2004); 37 N Main St, , Manasquan, NJ 08736-2916, NJ, 08736; Not Investment-Related; 12/06/1995; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-26 |
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