Charles Jason Beal

Truist Advisory Services, Inc.

Claim This Profile

Current Employers

Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-09
RI	RA	APPROVED	2017-04-12
MD	RA	APPROVED	2016-09-09

TX RA
APPROVED

Since 2023-01-09
RI RA
APPROVED

Since 2017-04-12
MD RA
APPROVED

Since 2016-09-09

Branch Locations

10990 Johns Hopkins Rd, Laurel, MD 20723 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Washington	DC	04/2011	09/2016
Suntrust Investment Services, Inc	Atlanta	GA	09/2016	Present

04/2011 → 09/2016

Ubs Financial Services Inc

Washington, DC
09/2016 → Present

Suntrust Investment Services, Inc

Atlanta, GA

Previous Registrations

2011-05-05 → 2016-09-20

Ubs Financial Services Inc.

Annapolis, MD

Washington, DC

Annapolis, MD
2006-06-19 → 2011-04-27

Wells Fargo Clearing Services, Llc

Bowie, MD

Bethesda, MD

Charlotte, NC

Largo, MD

Columbia, MD

Columbia, MD

Annapolis, MD
2004-02-03 → 2006-05-22

Grove Point Investments, Llc

Millersville, MD

Millersville, MD
2003-09-15 → 2004-02-03

Voya Financial Partners, Llc

Millersville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-19
S63	Uniform Securities Agent State Law Examination	1997-05-29

S65 Uniform Investment Adviser Law Examination

2003-08-19
S63 Uniform Securities Agent State Law Examination

1997-05-29

Designations

Other Names

Cj Beal

View on SEC IAPD

Other Firms

TRANSAMERICA FINANCIAL ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

CITIGROUP GLOBAL MARKETS INC.

ARROW INVESTMENT ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

PIEDMONT FINANCIAL CONSULTING

CORECAP ADVISORS

EAGLE STRATEGIES LLC

Other Investors

Chima Bertram Uzobuihe

DAVID NELSON MCMILLAN

LINLY KENROL RAMLAL

Heather Lynn Ramlal

Joseph Abiodun Apanisile

PHYLLIS AFRIYIE

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · LAUREL, MD

CETERA INVESTMENT ADVISERS LLC · LAUREL, MD

CITIGROUP GLOBAL MARKETS INC. · Laurel, MD

TRUIST ADVISORY SERVICES, INC. · LAUREL, MD

ARROW INVESTMENT ADVISORS, LLC · LAUREL, MD

WELLS FARGO CLEARING SERVICES, LLC · LAUREL, MD

PIEDMONT FINANCIAL CONSULTING · LAUREL, MD

CORECAP ADVISORS · Laurel, MD

More in Laurel, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor